Investment Advisor

The State of Minnesota may require an investment advisor or securities broker/dealer to post a bond; bond amount to be determined by the Commissioner of Commerce.

Regulating Department Contact:

Minnesota Department of Commerce
85 7^th Place East, Suite 500
St. Paul, MN 55101
(651) 296-2283

Statutes:

Minnesota Statutes 80A

Rules:

Minnesota Rules 2875.0910 – 2875.2380

Underwriting Requirements: